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Compliance Audit Status
Financial Year | Status | Adverse Findings (if any) | Rectification Actions Taken |
|---|---|---|---|
FY25 | Completed | - | - |
FY24 | Completed | Trading Limitations | Strengthened internal policies to monitor & report personal trading |
FY23 | Completed | - | - |
FY22 | Completed | Disclosures in Research Reports and Trading Limitations | Improved disclosures in research reports and strengthened internal policies to monitor & report personal trading |
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